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General
1
This Regulation may...
2
In this Regulation
I
 NAMES
3
For the purposes...
II
 CAPITAL BASE
4
In this Part
5
The capital base...
6
In this section
7
The amount referred...
III
 RETAINED EARNINGS AND DEFICIT IN CALCULATING CAPITAL BASE
8
For the purposes...
 Investment In Subsidiaries
9
The equity method...
 Swaps, Futures and Similar Instruments
10
In this section
11
In this section
 Short Selling and Uncovered Call Options
12
In this section
13
A premium received...
 Financial Instruments Generally
14
When a company...
 Asset-Backed Securities Arrangements
15
In this section
 Recognition of Gains and Losses on Asset Sales
16
If a company...
 Real Estate Project Accounting
17
Lease-up costs, general...
 Recognition of Fee Income
18
In sections 19...
19
Sections 20 to...
20
For the purpose...
21
Loan fees shall...
22
Direct costs, including...
23
A non-refundable commitment...
24
An unconditionally refundable...
25
When a loan,...
26
In any transaction...
 Troubled Loan Refinancing or Restructuring
27
For the purposes...
28
The amount of...
 Favourable Rate Financing
29
This section applies...
 Provision For Losses
30
Any accumulation for...
31
A loss of...
IV
 BORROWING OVER LIMIT
32
For the purposes...
V
 SUBORDINATED NOTES
33
Every subordinated note...
VI
 LIQUIDITY
34
For the purposes...
VII
 TOTAL ASSETS
35
In this section
VIII
 CLASSES OF ASSETS
36
Subject to subsection (2)...
IX
 PERSONAL LOANS
37
No licensed provincial...
X
 LEASES AND CONDITIONAL SALES CONTRACTS
38
The balance payable...
XI
 SUBSIDIARIES
39
For the purposes...
40
Every licensed provincial...
XII
 COMMON TRUST FUNDS
41
In this Part
42
No licensed extra-provincial...
 Units of Participation
43
A fund shall...
44
Except where permitted...
 Management and Ownership of Assets in a Fund
45
A licensed trust...
 Admissions and Withdrawals of Participations
46
No licensed trust...
 Participation Register
47
A register shall...
 Participation Certificates
48
Participations in a...
49
At least once...
 Distribution of Income
50
The income of...
 Investments
51
The investments of...
 Accounting Records
52
A complete set...
 Financial Statements and Audit Report
53
A licensed trust...
 Administration Fees and Expenses
54
No licensed trust...
XIII
 DUTIES OF AUDIT COMMITTEES AND OF INVESTMENT COMMITTEES
 Duties of An Audit Committee
55
In this section
 Duties of An Investment Committee
56
In this section
XIV
 FINANCIAL STATEMENTS
57
The degree of...
58
Notwithstanding any other...
 Statement of Income
59
A statement of...
 Statement of Retained Earnings
60
A statement of...
 Statement of Changes in Financial Position
61
A statement of...
 Balance Sheet
62
A balance sheet...
 Notes to the Financial Statements
63
The financial statements...
XV
 SELF DEALING
64
For the purposes...
65
For the purposes...
XVI
 LOANS TO EMPLOYEES AND EMPLOYEES’ SPOUSES AND CHILDREN
66
For the purposes...
XVII
 CUSTODY AND SAFEKEEPING OF SECURITIES, PROPERTY AND TRUST ASSETS
67
This Part applies...
 Custody
68
In this section
69
In this section
 Safekeeping
70
Subject to subsection (2)...
71
A licensed provincial...
72
Subject to subsections...
73
In this section
74
A licensed provincial...
75
Every licensed provincial...
XVIII
 DEPOSIT AGENTS
76
In this Part
77
A deposit agent...
78
Every licensed extra-provincial...
XIX
 PUBLIC FILES
79
For the purposes...
XX
 APPEALS
80
The Minister shall,...
XXI
 FEES
81
The fees payable...
XXII
 FORMS
82
An application for...
83
An application for...
84
An application for...
85
An application for...
86
A notice of...
87
A return or...
88
An application for...
89
A declaration of...
90
An application for...
91
An appointment of...
92
A notice of...
93
A notice of...
94
A statement relating...
95
An application for...
96
An application to...
97
An application for...
98
A notice of...
99
A liquidity return...
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